Harmony and voice leading

A late root is believed because the record is kept by the reading

The habit worth bringing to a tune turned out to be trusting the bass's root and doubting everything else. A bass that anticipates the next chord does not break that habit — the root is still tied across the barline, and it is the bass's motion that lies. A bass that puts the root at the half-bar does break it, and nothing a listener learns can repair it, because each witness is judged by whether it agrees with the reading, and the reading was made by the liar.

Assumes: The habit worth bringing is to distrust the tune · A walking bass marks the bar by the note it is on

The habit worth bringing is to distrust the tune asked what a listener should assume about a piece before hearing it, when the question is where its bar begins. Four witnesses vote each bar for the barline or the half-bar: the bass’s root, the bass’s motion, the melody’s long notes, and a drum when there is one. A listener keeps a record of how often each has agreed with the reading it holds, and weighs each witness’s vote by that record, starting from a credit — a habit.

The habit that won was lopsided. Credit the bass’s root and give the bass’s motion and the melody a coin toss until they have earned more. That listener heard a syncopated tune against the bar from its first bar and lost only five bars in a hundred on a tune that marks it. A listener choosing between that habit and the opposite one did worse than one that simply kept it.

The essay ended by naming the case that could overturn it. Every passage there had a bass stating the chord’s root on the barline, so the witness the winning habit relied on was always honest. Some basses do not do that. One anticipates the next chord, arriving on its root a quaver before the barline. Another puts a different chord tone on the downbeat and the root later in the bar. In either, the habit of trusting the root and doubting the rest might be exactly the wrong way round.

It is the wrong way round for one of them. The two turn out to be different in kind, and the difference is where each bass puts its lie.

Which witness lies when the bass moves its root. Over a tune whose long notes mark the bar, the share of the melody's bars in which each witness votes for the true barline (up) or for the half-bar (down), under a walking bass that states each root on the barline, one that anticipates it by a quaver and ties it over, and one that puts the fifth on the barline and the root at the half-bar. a bass stating the root: root 51 for, 0 against; motion 0 for, 13 against; melody 51 for, 0 against. the root anticipated: root 50 for, 0 against; motion 0 for, 100 against; melody 51 for, 0 against. the root arriving late: root 0 for, 100 against; motion 0 for, 10 against; melody 51 for, 0 against. Anticipated, the root still sounds on the barline, tied over, and still votes for it; the bass's motion, which now lands a quaver early and moves again at the half-bar, votes against it in every bar. Late, the root votes against the bar every time.
Fig. 1 Over a tune that marks the bar, how often each witness votes for the true barline or for the half-bar, under a walking bass stating each root on the barline, one anticipating it by a quaver and tying it over, and one putting the fifth on the barline and the root at the half-bar. Anticipated, the root still tells the truth and the motion lies. Late, the root lies in every bar.

Where each bass lies

The bass is the walking bass of the earlier essays: a note on every crotchet, one chord a bar, the root on the chord’s first beat. Two habits are added, each applied at a stated share of barlines.

An anticipated root arrives a quaver before the barline and is tied across it, so the barline itself has no new note. A late root is replaced on the barline by the chord’s fifth and arrives instead at the half-bar. Both are drawn from their own random stream after each passage is built, so that the passages, the harmony and the melodies are the same ones as before; with neither habit applied, every earlier number is reproduced, including the choosing listener’s 67 per cent on a syncopated tune with no introduction.

What each witness then says is the first figure. With a plain bass the root votes for the barline in half the bars and against it in none — in the other half it abstains, because the walking line happens to reach the root again at the half-bar — and the melody’s long notes, on a marking tune, vote for it in half. The motion votes against the barline in about one bar in eight.

Anticipated at every barline, the root votes exactly as before. The note sounding on the barline is still the new chord’s root; it simply started a quaver earlier. What changes is the motion. The bass no longer moves on the barline — the move happened a quaver before — but it still moves at the half-bar, so the motion votes for the half-bar in every bar.

With the root arriving late at every barline, the root votes for the half-bar in every bar. The motion is nearly silent, because the bass now moves both at the barline and at the half-bar.

So the anticipating bass does not make the root lie. It makes the motion lie. Only the late root lies about itself.

An anticipating bass, and the habit that already doubted the motion

An anticipated root: the listener who trusts it keeps the bar. A tune that marks the bar, after two bars of ground, over a walking bass that anticipates the next root by a quaver and ties it over the barline at the stated share of its barlines: the share of the melody's bars heard against the barline by four listeners. A listener who no habits: 0% 98, 25% 93, 50% 83, 75% 68, 100% 57. A listener who trusts the root, doubts the rest: 0% 99, 25% 98, 50% 98, 75% 98, 100% 98. A listener who doubts the root: 0% 81, 25% 50, 50% 20, 75% 7, 100% 0. A listener who chooses among all three: 0% 98, 25% 93, 50% 83, 75% 69, 100% 58. The listener with no habits and the one choosing among all three lie almost on one another.
Fig. 2 A tune that marks the bar, after two bars of ground, over a walking bass that anticipates the next root at the stated share of barlines: the share of the melody’s bars heard against the barline by four listeners. The listener that trusts the root and doubts the rest is untouched at every share; the one that doubts the root and trusts the motion collapses.

The four listeners are the earlier essay’s two, the listener with no habits and the one that trusts the root and doubts the rest, and two new ones. One arrives with the opposite habit — doubting the root and trusting the motion and the melody. The last keeps all three sets of habits and weighs them by how well each has predicted the votes so far.

As the share of anticipated barlines rises from none to all, the listener that trusts the root and doubts the rest hears the marking tune against the bar in 98 per cent of bars throughout. It was already giving the motion a coin toss, so the witness that now lies had no vote to lose. The listener with no habits, which credits the motion at three in four, falls from 98 per cent to 57. The one that doubts the root falls from 81 to nothing, because it has handed the bar to the one witness that now votes against it every time.

The choosing listener tracks the listener with no habits almost exactly: 58 per cent at the end. It cannot find out that the motion is lying any faster than the listener with no habits can, for a reason the late root makes plain.

So the earlier essay’s winning habit survives the first of the two basses completely. More than that, the reason it survives is the reason it won: it doubts the witnesses that can be moved off the barline, and keeps faith with the one that sounds on it.

A late root, and every listener that learns

A late root: the listener who trusts it loses the bar. A tune that marks the bar, after two bars of ground, over a walking bass that puts the fifth on the barline and the root at the half-bar at the stated share of its barlines: the share of the melody's bars heard against the barline by four listeners. A listener who no habits: 0% 98, 25% 79, 50% 47, 75% 18, 100% 0. A listener who trusts the root, doubts the rest: 0% 99, 25% 67, 50% 26, 75% 6, 100% 0. A listener who doubts the root: 0% 81, 25% 80, 50% 80, 75% 76, 100% 74. A listener who chooses among all three: 0% 98, 25% 80, 50% 49, 75% 18, 100% 0. The listener with no habits and the one choosing among all three lie almost on one another.
Fig. 3 The same tune and ground over a bass that states the fifth on the barline and the root at the half-bar, at the stated share of barlines. The listener that trusts the root falls fastest. Only the one that arrived doubting the root keeps the bar.

The late root is the case the earlier essay feared, and it does what was feared. As the share of barlines with the root arriving late rises, the listener that trusts the root hears the marking tune against the bar in 99, 67, 26, 6 and finally 0 per cent of bars. The listener with no habits goes 98, 79, 47, 18, 0. The choosing listener goes the same way.

The one that survives is the listener that arrived doubting the root. It hears the tune against the bar in 81 per cent of bars with a plain bass and still in 74 with every root late. It never gave the root a vote, so a lying root has nothing to lie with, and the honest melody carries the reading.

That is not a victory for doubting the root. The same listener heard the anticipating bass’s marking tune in none of its bars, and a syncopated tune over a plain bass in 4 per cent. It survives the late root because it made the opposite bet, and the opposite bet fails everywhere else.

Why learning does not rescue anyone

The obvious hope was that a listener who learns its witnesses’ reliability would discover, a few bars in, that the root is lying, and discount it. None does. The choosing listener, which even has a set of habits that doubts the root, never switches to it. The listener with no habits never discounts the root.

A record kept against the listener's own reading promotes the liar. The weight each witness carries, bar by bar, for the listener with no habits, over two bars of ground and eight of a tune that marks the bar, when every barline has its root arriving late. Each witness's record is how often it agreed with the reading the listener already held. root: 1.0, 1.0, 1.3, 1.5, 1.6, 1.8, 1.9, 2.0, 2.1, 2.2; motion: 1.0, 1.0, 1.0, 1.1, 1.1, 1.1, 1.1, 1.2, 1.2, 1.2; melody: 1.0, 1.0, 1.0, 0.7, 0.4, 0.3, 0.2, 0.1, 0.1, 0.0. The reading is made by the root in the ground, before the melody arrives, and it is wrong. From then on the root agrees with it and the melody disagrees, so the root's weight doubles and the melody's falls to nothing: the one witness telling the truth is the one the record discounts.
Fig. 4 The weight each witness carries, bar by bar, for the listener with no habits, over two bars of ground and eight of a tune that marks the bar, with every root arriving late. The lying root’s weight doubles; the honest melody’s falls to nothing.

The figure shows why, and the reason is built into what a record is. A witness’s record counts how often its vote agreed with the reading the listener already held. In the two bars of ground there is no melody, the motion is nearly silent, and the root votes for the half-bar: the reading forms around the half-bar. When the tune arrives and its long notes vote for the true barline, they disagree with that reading, and the record marks them down. The root agrees with the reading it made, and the record marks it up. By the end of the passage the lying root carries 2.2 votes and the honest melody none.

A record kept against the listener’s own reading can only confirm the witness that made the reading. It has no access to the truth except through the reading, so a witness that deceives the reading from the start is, by the record’s lights, the most reliable witness in the texture. The choosing listener compounds this: it scores each set of habits by how well it predicted the votes, measured against the same reading, so the habit that believes the root predicts best.

The same thing happened under the anticipating bass, more mildly. The motion lies, but the root tells the truth, and the root outvotes it. The listener with no habits still loses some bars — the motion drags the reading in the ground — but the melody and the root agree, and together they win most of the time.

The witness that was always the problem

The earlier essays of this sequence had already found where the danger lay. A melody marks the barline by where it lingers found the melody’s long notes the one witness that can favour one side of the bar over the other, and a syncopated melody needs its phrases to land found a syncopated melody leading a listener to the wrong bar three times in four. Syncopation is a number about the metre measured syncopation against a metre already known. Every one of those treated the melody as the witness that might lie and the bass as the one that would not. The two basses here move the lie into the bass, and the late root puts it into the one witness everything else had been checked against.

A texture in which nothing says where the bar begins found that when no witness is reliable a listener’s habits have nothing to act on. The late root is a worse case than that: one witness is reliable — the melody — and a listener who learns from agreement cannot find out which.

What an introduction does now

Two bars of drum hold the barline, a dozen bars of bass do not and the essays after it found introductions helping: bars of ground before the tune let a listener bank confidence in the barline. That depended on the ground telling the truth.

An introduction helps only when the ground tells the truth. The share of a marking tune's bars heard against the barline, against how many bars of harmony and bass precede it: no habits, root anticipated, 0 bars 87, 1 bar 72, 2 bars 57, 4 bars 45, 8 bars 42; doubts the root, root late, 0 bars 90, 1 bar 85, 2 bars 74, 4 bars 60, 8 bars 38; no habits, a plain bass, 0 bars 98, 1 bar 98, 2 bars 98, 4 bars 98, 8 bars 98. With a plain bass the ground is honest and a longer introduction costs nothing. Where the witness the listener trusts in the ground is the one that lies, every bar of introduction is a bar of the wrong reading built up before the honest tune can speak.
Fig. 5 The share of a marking tune’s bars heard against the barline, against how many bars of harmony and bass precede it: the listener with no habits over an anticipating bass, the listener that doubts the root over a late one, and the listener with no habits over a plain bass.

With a plain bass, the listener with no habits hears the marking tune at 98 per cent however long the introduction. Over an anticipating bass it hears 87 per cent with no introduction, 57 after two bars, 45 after four and 42 after eight. The listener that doubts the root, over a late root, falls from 90 per cent to 38 across the same range.

In both cases the ground’s loudest witness is the liar — the motion, or the root — and the ground has nothing else in it. Every bar of introduction is a bar of the wrong reading built up and ratified before the honest tune can be heard. An introduction is only as good as the witness it lets speak.

No habit serves every bass

No single set of habits serves all three basses. After two bars of ground, the share of the melody's bars heard against the barline by four listeners, under a bass that states its roots, anticipates them, or states them late, beneath tunes that mark the bar or syncopate (under the late root, a tune half and half). A listener who no habits: plain, marking 98, plain, syncopated 71, anticipated, marking 57, anticipated, syncopated 26, late, marking 0, late, half and half 0; worst 0. A listener who trusts the root, doubts the rest: plain, marking 99, plain, syncopated 99, anticipated, marking 98, anticipated, syncopated 98, late, marking 0, late, half and half 0; worst 0. A listener who doubts the root: plain, marking 81, plain, syncopated 4, anticipated, marking 0, anticipated, syncopated 0, late, marking 74, late, half and half 28; worst 0. A listener who chooses among all three: plain, marking 98, plain, syncopated 75, anticipated, marking 58, anticipated, syncopated 34, late, marking 0, late, half and half 0; worst 0. Every listener has a texture in which it hears the bar in fewer than half the bars, and the one that chooses among all three sets of habits fares no better than the one with none.
Fig. 6 After two bars of ground, the share of the melody’s bars heard against the barline by the four listeners, over a plain, anticipating or late bass, beneath tunes that mark the bar or syncopate. Every listener has a texture in which it hears the bar less than half the time.

Put all six combinations side by side and the earlier essay’s question — whether any single set of habits serves every style — has a plain answer. The listener that trusts the root and doubts the rest is at 98 per cent or better in the four textures with an honest root, and at nothing in the two with a late one. The listener that doubts the root reaches 74 per cent over a late root with a marking tune, nothing over an anticipating bass, and 4 per cent over a plain bass with a syncopated tune. The listener with no habits and the one choosing among all three fall to a quarter and a third over an anticipating bass with a syncopated tune, and to nothing over a late root.

So the style does have to be recognised after all, as the earlier essay suspected it might — but not by listening to the bar. A listener cannot learn from the votes which witness is lying when the lie comes first, because the votes are scored against a reading the liar made. What would tell it is something the model has no witness for: knowing, before the tune, that this is music whose bass states its root late. A walking bass marks the bar by the note it is on was right that the root is the witness a walking bass supplies. It supplies it only in the styles in which the root is where the bar begins.

The model the numbers rest on

Passages of one chord a bar, a walking bass on every crotchet, and a melody of crotchets on chord tones with a long note in half its bars, on the downbeat for a marking tune, the half-bar for a syncopated one, and at random between the two for a tune that does both; four hundred passages at each length of introduction, seeded as in the earlier essays. The bass’s habits are applied at each barline with the stated probability: an anticipated root moves the barline’s root onset a quaver earlier and removes the barline’s own onset; a late root puts the fifth on the barline and the root at the half-bar. A listener keeps two running scores, for the barline and the half-bar, and per-witness records against the reading it held, with a starting credit worth four bars. The four habits are: every witness at three in four; the root at three in four and the motion and melody at a coin toss; the root at a coin toss and the motion and melody at three in four; and all three kept at once and weighed by how well each predicted the bar’s votes, flattened two per cent a bar towards even.

What the model leaves out

Real basses mix their habits. An anticipating bass anticipates some chords and not others, and a bass that states a chord tone other than the root on the downbeat does so for voice-leading reasons in some bars. The figures sweep the share of barlines affected, and the conclusions about which witness lies hold at every share.

A listener has more than four witnesses. Drums, harmonic rhythm, the melody’s shape and the lyric’s stresses all mark the bar in real music, and a style whose bass states its root late usually has a drum that marks the downbeat clearly. With an honest drum in the ground, the reading would form around the barline and the record would work for the listener instead of against it. That drum is what the earlier essays found holding the bar against a doubtful bass.

And the records cannot go negative. A witness found reliably wrong is discounted to nothing, not read backwards. A listener who could read a consistent liar backwards would recover the late root’s bar from the root itself — but only if it first knew which way the reading ought to go, which is the thing it is missing.

Whose music

The textures are the walking-bass texture this sequence has used throughout, varied in the way a bass line actually varies between styles: anticipations are characteristic of a great deal of Latin American dance music and of pop and funk bass lines that push the next chord early, and bass lines that avoid the root on the downbeat occur where a style keeps the bass off the first beat or voices it in inversion. The claim is not about any one repertoire. It is that the two ways of moving the root off the barline are different to a listener: one leaves the root honest and moves the lie to the bass’s motion, and one makes the root itself the liar, and a listener who learns from agreement with its own reading can recover from the first and not from the second.

Still open: whether one honest bar at the start is enough

The late root defeats every learning listener because the reading forms before any honest witness has spoken. That points at a specific, computable threshold. Give the passage a single honest cue at its very start — one drum stroke on the downbeat, one long melody note on the first barline — and the reading forms around the true bar; from then on the melody agrees with it and the late root disagrees, and the record should work the right way round. The computation is this one with an honest cue in the first bar or the first few, and it would say how many bars of truth a listener needs before a lying root, heard every bar afterwards, can no longer take the reading away.

Part 27 of 34

One essay in the series on progression. The essays either side of this one:

What links here

Essays that reach for this one mid-argument — the half of a link its own author cannot write down.

What this makes readable

Essays that declare this one a prerequisite.

The objects named here

The third way in, after the field and the series: the things themselves, and every essay that touches each one.

ExpectationHarmonic rhythmInferenceMetrePriorSyncopation