Scales and modes
Seven of the twelve, chosen unevenly
A major scale is a selection of seven positions out of twelve, and the selection is lopsided on purpose. The two semitones sit where they do because an even choice would destroy the thing that makes a scale usable.
The same seven, started later
A mode is not a new scale. It is the same seven notes with a different one treated as home, and the entire change in character comes from reassigning which degree the semitones fall next to.
Keys are neighbours, and the map is computed
Two keys a fifth apart share six of their seven notes. That single fact generates the circle of fifths, the key signatures, the shape of nearly every modulation, and the sense that some keys are far away.
Five notes, and no semitones
The five black keys sound acceptable in any combination, in any order, over almost any bass note. That is not mysticism and not luck — five is the longest a chain of fifths can run before it produces a semitone, and the number is derived rather than chosen.
What a raised seventh is for
The harmonic minor is usually taught as a scale with an odd gap in it. It is better understood as a repair to a single chord — raising the seventh degree turns the dominant triad from minor to major, and everything else about the scale is the bill for that.
A scale is not a set of pitches
Two ragas can have identical pitch sets and be different ragas. Two national theories of one maqam put its third degree thirty-five cents apart. Both facts are fatal to the idea that a mode is a collection of notes, and both are ordinary in the traditions concerned.
Two sizes of every step, which is why the names work
A third is three semitones or four, and every musician learns to call both of them thirds without being told why that is allowed. It is allowed because of a property the diatonic scale has and 448 of the other 461 seven-note selections from the twelve do not.
A scale without an octave, and the spectrum that asks for it
Every scale so far repeats at the 2:1. That looks like a law and it is a consequence — the octave fuses because every partial of the upper note lands on one of the lower. Take a spectrum with no even partials and the 2:1 stops doing that, while the 3:1 starts.
Where the chain was never closed
Eleven earlier essays treat the comma as a fact about music. It is a fact about three requirements — that the scale is built from fifths, that the octave stays pure, and that the chain closes so any degree can be a tonic — and most of the world's tuning traditions decline at least one of them. What they pay instead is computable, and it is paid somewhere else entirely.
Every interval a different number of times
Count the intervals inside a major scale and the six answers are 2, 5, 4, 3, 6 and 1 — six different numbers, no two alike. That is not decoration. It means the number of notes a key shares with a transposition of itself identifies the distance uniquely, so a listener who can only count common tones can still tell exactly how far a modulation went.
The same algorithm made a Cuban rhythm
Ask Bjorklund's algorithm for seven onsets in twelve steps and it returns 101101011010, which read as pitch classes is the natural minor scale. That function has been producing the tresillo and the cinquillo here from the beginning, and nobody has said that the scale field's central object comes out of it unchanged.
Why seven
Four properties, each shared with some other set. Run all four over every subset of the twelve, at every size from two notes to eleven — three hundred and forty-nine shapes in all — and exactly one has all four at once. It is the diatonic set, and it is the only survivor in the whole twelve-note universe.
The only sizes a fifth will make
Stack pure fifths and fold them into an octave, and at almost every number of notes the result has three or more different step sizes. At 2, 3, 5, 7, 12, 17 and 29 it has exactly two — and at no other size below thirty. The pentatonic and the diatonic set are not two discoveries. They are neighbours in one series, and it is the comma's series.
Nothing in the census knows which note is home
All four properties six earlier essays are about are invariant under rotation and transposition — one property tuple over all eighty-four rotations and transpositions of the diatonic set. So the census that separates 349 shapes cannot separate a major scale from its own Aeolian mode, and everything that makes one note a tonic is outside it.
Seven rotations that are not seven modes
Rotate harmonic minor and the result is not a family the way the diatonic modes are a family. Four of its six generic intervals come in three specific sizes rather than two, so a fourth might be four, five or six semitones; three of its seven rotations have no fifth above their own tonic; and four have a tonic inside a tritone. The word mode has been doing two different jobs.
Parallel and relative are two different maps
Bring the seven modes to one tonic and order them by brightness, and each step lowers exactly one note by a semitone — and the notes it lowers, in order, are F♯, B, E, A, D, G, the chain of fifths read backwards. Do the same to harmonic minor's rotations and each step moves two, three or four notes at once. The famous chain belongs to the generator, not to rotation.
The circle is a circle, and the map is not
Among the twelve major keys, notes in common is a strict function of distance round the circle of fifths — one value for each step count, no exceptions — so there is nothing else to measure and the map really is one-dimensional. A second axis appears only when the minor keys are added, and it is a different kind of move: the relative shares all seven notes and the parallel is one semitone away.
A scale built downward from a fourth
A tetrachord is a bounded span with two free notes inside it, which is a different generator from a chain of fifths and a different object from a subset of an equal division. At the maqam tradition's own quarter-tone resolution the construction admits thirty-six fillings of the fourth and 1,296 octaves built from them; the census here can see six of the first and 2.8 per cent of the second, and one of the octaves it cannot see is an ordinary mode of a living tradition.
A melody is a walk, not a set
Nine essays here are about which seven of the twelve a scale takes, and every one of them describes a set. A tune is not a set; it is a path across one, and the path is nearly all small steps. That is not a matter of taste. Above about eight notes a second the ear stops being able to hold a large interval and a small one in the same line, and at sixteen the choice disappears altogether — so a fast passage is scalar because a fast passage that leaps is two pieces of music.
A degree is where it goes next
The first essay on scales beyond twelve said a mode is not a set and listed four things a set cannot record. This one makes the sharpest of them arithmetic. Specify a mode as an ascent and a descent — which is how a living tradition specifies one — and it becomes a directed graph on its degrees; sixty-three such graphs collapse onto a single pentatonic set, sixty-two of them with an ascent that is not the descent reversed, and every standard measure of a scale returns the same value for all of them.
The stave is not a ruler
A hundred and eighty essays here draw pitch against an axis somebody computed. The one axis every reader already owns is the five lines, and it is not a pitch axis at all: it counts letters. Seven positions carry twelve pitches, so the same vertical distance is two intervals before an accidental is allowed and six after — and the accidental is not an extra symbol on a complete scale but the repair for a scale with five values missing.
The one note that decides the mode
A key signature names the seven and not the rotation, so the mode has to be heard. Enumerate every set of degrees that lies inside at least one of the seven modes — 510 of them — and count how many modes each leaves standing. Fifteen minimal sets decide, every one has two members, and every one is the mode's own tritone. The only degree all seven share is the tonic; no degree belongs to a single mode; and averaged over the orders the degrees could arrive in, 5.67 of the seven have to have been heard first.
The set with fewer modes than notes
Eight earlier essays rotate one collection, and the seven modes were never a result — they are arithmetic. A set has as many modes as it has notes divided by the order of its own transposition symmetry, so the whole-tone scale has six notes and one mode, the octatonic has eight and two, and the question asked just before — how much has to be heard before the mode is settled — is not merely hard for those collections but undefined. Seventy-five of the twelve-note universe's 4,095 subsets are built this way and they reduce to sixteen step patterns. Five, seven and eleven notes cannot be among them, which is why every seven-note scale has seven modes before anybody plays one.
The clef is an integer
The first essay on notation found that the staff's vertical axis counts letters rather than pitch, and named the clef as a question it was leaving open. Paid, it is arithmetic: a staff holds eleven letters, no voice or instrument is that narrow, and the eight clefs of European practice step through the axis in thirds — a spacing that buys everything a set of fifteen would buy on a wide range, for eight.
The listener the model was never run for
Five earlier essays rest on one number — how finely a listener resolves a pitch — and every one of them used a trained listener's eleven cents. The model's dependence on it is not gentle: the capacity goes as its reciprocal and the expectation shift as its square, so an untrained listener at thirty-five cents has two nameable categories per octave rather than six, and a foreign tuning system is not mis-transcribed by them but absorbed.
The notations invented for the overflow
Every proposal to replace the staff since the seventeenth century is a response to a specific overflow, and the commonest one — a chromatic staff with twelve positions per octave instead of seven — makes a trade computable from the same two integers the clef essay counted. It buys the accidentals outright and pays 40 per cent of the range, three ledger positions for one, and twenty-three enharmonic distinctions that are not merely absent from the page but unrecoverable.
The axis that is not a time axis
Eight earlier essays have measured the staff's vertical axis to a position. Its horizontal one has never been asked about, and the answer is that it is proportional to nothing: measured off the typesetter used here, a note gets 58 points before its duration is considered at all and 15 points a crotchet after — so the constant is 93 per cent of what the shortest note gets, and a note four times as long is not four times as wide.
The number every claim here has been quoting
Sigma is the internal noise a listener's pitch judgements carry, it is measured in a laboratory on isolated intervals, and music never presents an isolated interval. Every resolution claim here rests on the laboratory value. Sweep it and the headline finding moves: at eleven cents the ear has about six nameable categories per octave, and at six it has twelve — which is the chromatic scale, and turns 'the ear has fewer boxes than the notation' into 'it has exactly as many'.
A modulation and a borrowing are one number apart
The key-finder that keeps the order has one tuned parameter, and said so. Sweep it and the parameter turns out to be the whole verdict: below a threshold the model hears two keys alternating, above it one key with borrowed chords. The threshold rises with how slowly the keys alternate — and the value it chose sits above every threshold in range, so its finding about fast alternation was a consequence of the tuning.
The margin the dynamic program already had
Nine earlier essays produce a single best reading, and the passages worth arguing about are the ones where two readings are nearly equally good. What is needed for that has been inside the model from early on: a dynamic program that finds a best path has, by construction, the best score into every state at every bar — so the gap between the best reading and the best reading in any other key is already computed, and printing it turns every analysis here into a measurement of ambiguity.
How much music a page holds
Nine earlier essays have measured notations, and every one of them is a page — a two-dimensional object read in a fixed order by a reader who has to turn it. One measured the vertical axis and another the horizontal, and multiplying them gives the one design constraint on notation that is not about legibility at all: a chromatic staff turns pages a third more often than an ordinary one, and a proportional spacing rule turns them nearly twice as often as a columnar one.
How much of the reading arrives late
Every margin reported earlier is two-sided: the best path through a key at a bar is the score into it plus the score onward from it, and the second half uses bars a listener has not heard. Dropping that term is one line. On a thirty-two-bar song it removes more than half the certainty, and on a passage built to be ambiguous it changes the key named at nine bars out of eleven.
The page is read by an eye
A sight-reader's eye sits a fixed number of notes ahead of the sounding one and a fixation takes in a fixed number of millimetres, and the spacing rule converts between them. Two bounds follow, from the reader rather than from the music — and the one everybody would expect to bind does not. The saccade rate has enormous headroom at any playable tempo, and what decides is acuity.
A reader does not read notes
Eleven earlier essays count notes, and the page cannot tell one line of eight quavers from another. A reader can: a scale of eight is one object where eight leaps are eight. Measured against the melodic interval distribution, the same eight notes are four times as much to read — and the eye–hand span, the best-measured quantity in the reading literature, is four notes of a tune and one of a leaping line.
The scale least committed to its own instrument
The essays on scales beyond twelve draw scales without spectra and spectra without scales, and none of them had put a tradition's own degrees through the roughness model. Doing it for six scales and five spectra says the account survives — every tradition lands between the eighth and the twenty-sixth percentile of random scales of its size, and under a pure tone not one of them does. But the scale whose standing moves least when the instrument changes is the gamelan's, at 2.9 percentile points, and the one that moves most is the five-limit diatonic at 17.4. The scale the argument is usually made about is the one it explains least.
A boundary costs the same wherever it is put
Every capacity figure drawn until now cuts the octave into equal categories, and no scale in the world is equal. Putting the real step patterns through the same model returns exactly the same accuracy to four decimal places — because naming is lost at boundaries, an n-degree scale has n of them wherever they are, and each costs the mean absolute value of the noise. That turns the most-quoted result about hearing from a search into one line: 1504 times one minus the criterion, over sigma.
A note lasts until the next one starts
Pricing where a note is against which note it is left duration as the term it had not, with a prediction that it would be small. Measured on the three tunes these readings are built on, it is exactly zero — and it is zero by construction, because those tunes are stored as pitches and lengths with no rests in them, so every duration is its own inter-onset interval. The prediction cannot be tested on the corpus that produced it. Priced directly, a rest costs 0.67 bits a note where a tenth of the notes have one, which is not well under half a bit.
The notehead that is not a note
Every quantity so far is charged per notehead, and a tie is the one mark on the staff that puts a notehead on the page carrying no event. Its cost is not the decision that identifies it — that is half a bit where a tenth of the noteheads are continuations. It is the decision plus the whole reading of a notehead that turns out to have been unnecessary, which is 1.05 bits, twice the decision and a fifth of what a note of music costs. Set beside a dot and a longer note value, the tie is five times the price of either and is the only one of the three that can cross a barline.
Leaps do not fall where offbeats do
Every reading load computed so far is a sum of two terms priced as though the axes were independent, and an earlier essay named the interaction it could not reach. Measured on the same hundred and one notes every other essay uses, the mutual information between how far a note moves and where it falls in the bar is 0.31 bits — a fifth of the smaller axis, and a sixth of a note's total load. Every reading load published so far is high by that amount, and the quantity saturates at exactly the grid the tunes are notated on, which is the check that it is measuring the music rather than the grid.
One number for a page
Four terms and an interaction give a single bit rate per note, and with it the exchange rate a long run of essays has been pointing at. Six kinds of line span 5.26 bits and seven kinds of rhythm span 4.46, so a composer trading a harder tune against a harder rhythm is trading quantities within eighteen per cent of each other — and pages that look nothing alike sit on the same contour. The hardest page on the grid costs 13.96 bits a note and the easiest 4.24, a factor of three and a half, and the subject closes there.
A boundary beside a fifth
A closed form established earlier says an n-category division costs n·σ·√(2/π) whatever the widths are, so a boundary costs the same wherever it is put and the step pattern cannot matter. Its own last section named the assumption that produces the null: one σ, applied to every boundary in the octave. Let σ follow how securely each interval is held and the formula becomes a sum over boundaries rather than n copies of one — the diatonic's error rises from 5.1 per cent to 11.8, and where the degrees are put matters again.
The best seven of the twelve
Once the noise is allowed to differ from boundary to boundary, a scale can be chosen to minimise identification error — and the choice is a search over four hundred and sixty-two sets rather than an argument. Run, it returns a cluster of semitones around the tonic and around the fifth, and puts the diatonic major at rank 376 of 462, in the worse fifth of the ranking. A criterion whose optimum is a scale nobody has ever played is a criterion that is not what scales are chosen for, and the reason it fails is legible in the model rather than in the music.
The unequal scale that is easier to name
The whole of the earlier result was that a scale's step pattern cannot matter, and every tradition it drew agreed with the equal division of its own size to three decimal places. With one noise per boundary the comparison is live again, and the tempered diatonic beats seven equal steps by eleven per cent — while the pentatonics gain nothing and the maqam scales gain two tenths of one per cent. Only one of the two security models produces the effect, and it is the one that was not measured on listeners raised inside the tradition it is being used to explain.
Two cues meet in a corner
The profile finds a key's tonic and the bass finds a chord's degree, and until now each was swept with the other held at nothing. Swept together across 42 settings, the plane they make is not the ridge that was predicted. The tonic is a step in one direction, at a profile share of 0.55, and the bass cannot move it; the degree is a slope in the other, rising to 89 per cent as the bass is weighted, and the profile barely touches it. Every question is answered only in a corner of the plane — and the one place the two cues overlap is the one piece of music both can rescue.
A bass line is not a list of roots
Every bass note the key-finder has been given was its chord's root, and under that line a bass cue reads 89 per cent of scheme bars on the right degree. Give the same chords an economical bass that moves to the nearest chord tone, as a keyboard reduction would, and nearly half of them are inverted. The cue that rewards the triad rooted on the bass then reads 68 per cent at best and worse as it is trusted more; the cue that rewards any triad containing the bass cannot be fooled and stops at 61. The same inverted line does one thing the roots never did: it puts the leading note of each new key at the bottom, and finds the rondo's modulations.
The smoothness is in the skips
Traditional scales come out smoother than random scales of their size because every pair of their degrees is counted once. Count only the pairs a melody on the scale actually sounds next to each other, and every seven-note scale here is rougher than ninety per cent of random ones, under every spectrum, and under a pure tone as well. The smoothness is carried by the pairs a melody reaches by skipping — its thirds and above all its fifths, which are smoother than all but two random scales in two thousand. Counted by their own ascents and descents, the two ragas that share one set of notes stand in different places at last: Deshkar's skipped Re buys a smoother ascent and costs it the fifths.
A scale is committed to how long its instrument rings
A traditional scale's standing on the roughness model moves when the instrument changes, and that movement was read as a commitment to the instrument's spectrum. Weight every pair of notes a melody sounds by how much of the earlier note is still ringing when the later one begins, and the movement grows — the tempered diatonic's by 37 percentile points at a note every 0.6 seconds — but almost none of it is the spectrum. Put four instruments' rings on one spectrum and the scale moves 38.6 points; put four spectra under one ring and it moves 9.4. And the partials that make a fifth smooth are the first to stop sounding.
The tempo moves a scale further than the touch
A gamelan is played two ways on the same bars: a saron's are damped as the next is struck and a gendèr's ring over their resonators. That decision moves a slendro's standing among random scales of its size by up to seventeen percentile points, which is real. Over the tempo levels a piece actually moves through it moves by fifty-four — from the twenty-ninth percentile at a fast elaboration to the eighty-third at a slow one. The same five pitches on the same bars are a smoother-than-average scale and a rougher-than-average one, and which depends on how fast they are played.
The scale belongs to the ringing instrument
A gamelan plays two instruments on one scale at once — a saron damped at every stroke and a gendèr several times faster with its bars left to ring — and a quarter of the roughness a listener receives falls on pairs that cross between them, which no figure had computed. The cross pairs turn out to be no worse than either stream's own. What decides the scale's standing is the fast part: the ensemble sits at the sixth percentile among random five-note scales and so does the ringing instrument alone, while the damped one alone sits at the ninety-sixth.
Given the bar in octaves, the degree comes back
A bass note is a bare pitch class in the usual figure, and a register in any realisation anybody plays. Voice each bar in octaves and a listener knows which three pitch classes are sounding and which is at the bottom, which names the chord outright — and the rule that uses it reads the right scale degree in 92 per cent of bars on a real bass line, against 68 for the published cue on the same line and 89 for that cue on a line made entirely of roots. The question was whether the register recovers the 89. It recovers it and passes it.
A sharper cue is worth nothing to a reading that moves
The rule that names the chord outright reads 92 per cent of scale degrees right where the published bass cue reads 68 — at the key cost these readings have always been run at. Sweep that cost and the advantage is not a property of the cue. Where a change of key is cheap the sharp rule reads 46 per cent and the vaguest rule 47, because a reading that will move key on one bar's evidence follows a sharp cue wherever it points. The cue's whole value is borrowed from the model's reluctance to be moved.
The two parameters turn out to have a ceiling between them
The essay before this one asked whether the bass cue's weight and the cost of changing key are one quantity with two names, and said the test was a contour: if they multiply, the curves of equal degree share are hyperbolae. They are not. Along the ninety per cent contour the product of the two runs from 2.7 to 15.2, because past a bass weight of about one and a half the reading saturates and more cue buys nothing. And the sweep finds something no single-parameter sweep here could: the key cost has a best value, and a reading that will never change key is worse than one that will.
The ceiling is thirteen bars with names
The key-finder's two cues stop buying anything at about 93 per cent of scheme bars read right, and the obvious suspect was the chord segmentation feeding it. The reading was never given a segmentation: every bar arrives with its true chord. What the ceiling is made of can be listed instead, and it is thirteen bars of 188 — seven in a bridge of secondary dominants, four in a minor episode whose chords C major also owns, and two at the edges of a modulation. No weight of any cue moves one of them.
A wrong bar beats the same on either instrument
The ringing instrument carries a gamelan scale's standing, so a tuning error on it was predicted to cost more than the same error on the damped instrument. Put in the beating the model lacked, and the prediction fails: moved ten cents, a degree costs the same 0.85 summed over the scale on either instrument, because almost all of the cost is the wrong bar beating against the right one on the other instrument, and a beat belongs to both of the bars that make it. Moving a whole instrument costs exactly what its five degrees cost separately, and it takes nothing from the scale's standing.