Harmony and voice leading

A bass that holds through a change marks the barline

At two chords a bar the chords change on the barline and on the half-bar alike, so a reading of where they change is at chance, and the metre ties the two. The bass has one more piece of evidence: a change inside the bar can be voiced over the note already sounding, and a change on the barline is voiced over its root. Hold the bass through one mid-bar change in six and the metre and bass together place the barline in 85 per cent of eight-bar passages; one in three, 97. The convention cannot be stronger than that, and the chord changes, asked first, only get in the way.

Assumes: The bass errs fast where the content errs slow · The change reading follows the chords, not the bar

The chords mark the barline by changing there found that a passage’s chords place its barline well when they change once a bar, by comparing how much they differ across a candidate’s barlines with how much they differ across the middle of its bars. The change reading follows the chords, not the bar then showed what that reading really detects. At two chords a bar the chords change at the half-bar as fully as at the barline, and the reading falls to chance. The metre cannot help, because the barline and the half-bar put the same slots under its strong positions.

The bass errs fast where the content errs slow gave the passages a bass and asked it how often the chords change. It closed by naming a second kind of evidence a bass carries, which the rate question had no use for. In much tonal writing a change on the barline is voiced in root position, while a change inside the bar is more often voiced over a bass that is already sounding — a first inversion on a weak beat, a passing six-four, a pedal. So the bass moves more at barlines than between them, even when the chords change at both. That is a convention, and its strength is one number: how often a mid-bar change is voiced over the held bass.

Swept, that number turns out to be very effective at small values and to have a ceiling well below one.

Holding the bass through one mid-bar change in six finds the barline five times in six. Passages of eight bars at two chords a bar, with the bass arpeggiating on 50 per cent of its beats, and each barline reading's share of passages it places correctly, against the share of mid-bar chord changes voiced over the bass already sounding. 0% held (convention strength 0): metre then bass 50%, bass alone 13%, metre alone 50%, chord changes alone 10%; 4% held (convention strength 0.1): metre then bass 62%, bass alone 34%, metre alone 50%, chord changes alone 10%; 6% held (convention strength 0.2): metre then bass 68%, bass alone 44%, metre alone 50%, chord changes alone 15%; 9% held (convention strength 0.3): metre then bass 75%, bass alone 57%, metre alone 50%, chord changes alone 18%; 15% held (convention strength 0.4): metre then bass 82%, bass alone 68%, metre alone 50%, chord changes alone 13%; 16% held (convention strength 0.5): metre then bass 85%, bass alone 74%, metre alone 50%, chord changes alone 14%; 20% held (convention strength 0.6): metre then bass 88%, bass alone 79%, metre alone 50%, chord changes alone 11%; 26% held (convention strength 0.7): metre then bass 92%, bass alone 86%, metre alone 50%, chord changes alone 13%; 27% held (convention strength 0.8): metre then bass 92%, bass alone 86%, metre alone 50%, chord changes alone 13%; 28% held (convention strength 0.9): metre then bass 95%, bass alone 92%, metre alone 50%, chord changes alone 10%; 33% held (convention strength 1): metre then bass 96%, bass alone 93%, metre alone 50%, chord changes alone 10%. The metre ties the barline with the half-bar and the chord changes are at chance, since the chords change at both; the bass's holds are the only evidence that separates them.
Fig. 1 Eight-bar passages at two chords a bar, and how often each reading places the barline, against the share of mid-bar changes voiced over the held bass. The metre alone ties the barline with the half-bar and scores 50 per cent; the chord changes alone stay near chance. The metre with the bass breaking its tie rises from 50 per cent to 85 at one change in six held and 96 at one in three.

The convention, as a model can hold it

The passages are the ones the earlier essays built, starting from the chord-and-passing-note model of which notes are the chord: eight quavers a bar, a melody drawn with its onsets weighted toward strong positions and its notes from the current chord, and a chord sequence of diatonic triads of C major, never the same twice running, changing every four slots — twice a bar, on the barline and on the half-bar.

The bass is the earlier essay’s, with one behaviour added. It states each new chord’s root on the slot where the chord begins. Inside a chord it may move to another chord tone on a beat. And when a change falls in the middle of a bar, with a stated probability it does nothing — provided the note it is already sounding belongs to the new chord, so that the result is an inversion of that chord rather than a wrong note.

That proviso matters and it sets a limit. A held bass has to be a tone of the chord that arrives over it, and among diatonic triads that is true of the previous bass note only some of the time. So even when the convention is followed on every occasion it can be, only about a third of mid-bar changes can be held: 33 per cent of them in these passages, with the probability set to one. Every figure here is drawn against that realised share rather than the probability, because the share is the thing a count of real music would report.

Why the ceiling is a third

The third is not an accident of the seeds, and it can be derived without running anything.

The chords are the six diatonic triads of C major that are major or minor, and each change goes to one of the five that differ from the current chord. A bass holding the current chord’s root can stay only if that root belongs to the chord arriving. Count the triads each root belongs to. C is also in F major and A minor, so a C major chord’s root survives two of its five possible successors. D is in G major only: one of five. E is in C major and A minor: two. F is in D minor: one. G is in C major and E minor: two. A is in D minor and F major: two.

That is ten survivals in thirty ordered changes, exactly one in three. A root-position bass in a diatonic major key can hold through a third of the chord changes that follow it and no more, however firmly a composer or improviser prefers to hold. The passages’ realised 33 per cent is that fraction, measured.

The number is worth having because it bounds the whole question. The convention’s effect, set out below, is steep enough that its strength in real music matters much less above about a sixth than below it, and a third is where the arithmetic of the key stops it. A bass that is already on a chord’s third or fifth — the arrangement an inversion lasts as long as its outer sixth prices acoustically — has different survival counts, and a passing bass outside the chord has none, so the ceiling is a property of root-position writing specifically.

The bass’s evidence

The bass’s evidence about a candidate barline is then the same shape as the chord-change reading’s: the share of the candidate’s barlines on which the bass moves, less the share of its mid-bars on which it moves. A candidate half a bar later swaps the two and scores the negative, which the figures check on every passage.

Small holds, large returns

The hero figure’s steepest part is its left end. With no convention at all, the metre plus the bass does exactly what the metre does alone, 50 per cent, because the bass moves on both changes and has nothing to choose between them. With 4 per cent of mid-bar changes held — one in twenty-five — it is 62 per cent. With 9 per cent, 75. With 16 per cent, one change in six, 85 per cent. With 26 per cent, 92, and at the ceiling of 33 per cent, 96.

The bass on its own is weaker at the left end, 34 per cent at one change in twenty-five, because it is being asked to choose among all eight candidates, and six of them score zero whenever the bass moves only on barlines and half-bars. Given the metre’s two candidates to choose between, it only has to say which of two, and it can say that from a single held change.

The chord changes alone stay between 10 and 18 per cent at every strength: at two chords a bar they carry no information about which change is the barline, and holding the bass does not change what the upper parts do.

Each held change moves the bass's evidence by a fixed step, and a bar holds little of it. The bass's barline score — the share of candidate barlines on which the bass moves, less the share of candidate mid-bars — averaged over passages at two chords a bar, at the true barline and half a bar later, against the share of mid-bar changes voiced over the held bass. 0% held: 0.000 at the barline, 0.000 at the half-bar; 4% held: 0.035 at the barline, -0.035 at the half-bar; 6% held: 0.052 at the barline, -0.052 at the half-bar; 9% held: 0.074 at the barline, -0.074 at the half-bar; 15% held: 0.129 at the barline, -0.129 at the half-bar; 16% held: 0.129 at the barline, -0.129 at the half-bar; 20% held: 0.168 at the barline, -0.168 at the half-bar; 26% held: 0.200 at the barline, -0.200 at the half-bar; 27% held: 0.218 at the barline, -0.218 at the half-bar; 28% held: 0.239 at the barline, -0.239 at the half-bar; 33% held: 0.280 at the barline, -0.280 at the half-bar. The two are mirror images and the margin grows in proportion, 0.83 for every change held: a bar at full strength carries a margin of 0.28 moves, which is why the barline takes several bars to emerge.
Fig. 2 The bass’s mean score at the true barline and half a bar later, against the share of mid-bar changes held. The two are mirror images, and the margin grows in proportion to the held share: 0.83 for every change held, 0.28 per bar at the ceiling.

The evidence itself is simple and small. At the true barline the bass’s score rises in proportion to the held share, 0.83 for each unit of it, and at the half-bar it falls by the same amount. At the ceiling the margin is 0.28 moves per bar. The proportion is slightly under one because a change on the barline is sometimes a root the bass is already sounding: the model’s bass moves only when the pitch changes, and a root that repeats the held note is not a move.

A margin of a quarter of a move per bar is not much in any one bar. It is a consistent quarter, though, always in the same direction, which is the kind of evidence that accumulates.

How many bars it takes

The figures so far read eight bars. A listener orienting in a passage may have fewer, and the convention’s strength and the passage’s length trade against each other.

The bass needs bars to mark the barline, and a weak convention needs many. How often the metre with the bass breaking its ties finds the barline, against how many bars are heard, at two chords a bar, at three strengths of the convention. 8% of mid-bar changes held: 37% in 1 bar, 50% in 2 bars, 59% in 4 bars, 71% in 8 bars, 84% in 16 bars; 16% of mid-bar changes held: 43% in 1 bar, 57% in 2 bars, 70% in 4 bars, 85% in 8 bars, 96% in 16 bars; 32% of mid-bar changes held: 53% in 1 bar, 68% in 2 bars, 82% in 4 bars, 97% in 8 bars, 100% in 16 bars. The evidence accumulates bar by bar, so a convention that holds one change in twelve reaches what one in three reaches in two bars only after about eight.
Fig. 3 How often the metre and bass together place the barline against how many bars are heard, at three strengths of the convention. At one change in three held, four bars reach 82 per cent and eight 97. At one in twelve, eight bars reach 71 and sixteen 84.

In one bar there is at most one mid-bar change to hold, and with so few onsets the metre’s own best candidates are often more than two, so every strength sits near or below one half: 37, 43 and 53 per cent. From there each doubling of the passage buys a roughly constant step. With a third of mid-bar changes held the metre and bass reach 68 per cent in two bars, 82 in four and 97 in eight. With one in six held, 57, 70 and 85. With one in twelve, 50, 59 and 71, and 84 only in sixteen bars.

A weak convention works; it just works slowly. One held change in twelve brings the barline out in eight bars about as reliably as one in three does in two. For a listener, that is the difference between a metre established within a phrase and one established within a period.

An arpeggiating bass, and a slower harmony

The earlier essay found that a bass reading of the rate was undone by arpeggiation — the same fast-side error that asked for the rate, it answers a multiple found mirrored on the slow side in the content reading, because a bass that moves inside a chord looks like a faster rate. The barline reading is exposed to the same thing in a different way.

An arpeggiating bass leaves the held changes their value and turns a slow harmony's barline around. How often the metre with the bass breaking its ties finds the barline, against the chance the bass moves to another chord tone on a beat. two chords a bar, 34% held: 97% at 0, 95% at 0.25, 97% at 0.5, 96% at 0.75, 97% at 1; two chords a bar, none held: 50% at 0, 50% at 0.25, 50% at 0.5, 50% at 0.75, 50% at 1; one chord a bar: 100% at 0, 100% at 0.25, 98% at 0.5, 79% at 0.75, 16% at 1. At two chords a bar both of the bar's beats are already chord changes, so there is nowhere for the arpeggio to go and the held changes keep their whole value. At one chord a bar the barline is the only beat on which the bass can fail to move — when the new root is the note the arpeggio has just reached — so a bass that moves on every beat moves more often at the half-bar and points to it.
Fig. 4 How often the metre and bass place the barline against how often the bass arpeggiates, at two chords a bar with and without held changes, and at one chord a bar. At two chords a bar arpeggiation changes nothing. At one chord a bar a bass that moves on every beat points to the half-bar five times in six.

At two chords a bar nothing happens. Both beats of the bar are already chord changes, so an arpeggiating bass has nowhere to move that a change has not claimed, and the held changes keep their whole value at every setting: 95 to 97 per cent with a third held, and exactly the metre’s 50 with none held.

At one chord a bar the barline reading needs no convention: the only change is on the barline and the bass states it there, so a bass that never arpeggiates places the barline every time. But as the arpeggiation rises the reading turns over — 98 per cent at a move on half the beats, 79 at three quarters, and 16 per cent when the bass moves on every beat. The reason is the same asymmetry the hold exploits, running backwards. An arpeggiating bass always moves at the half-bar, since it moves to a tone different from the one it is on. On the barline it states the new root, which is sometimes the very note the arpeggio has just reached, and then it does not move. So the barline becomes the only beat on which the bass sometimes stands still, and a reading that looks for where the bass moves points half a bar late.

A bass marks the barline by what it does less often there, and which thing that is depends on the texture. In a slow harmony with a busy bass, the barline is where the bass is most likely to arrive and stay; in a fast harmony with a held inversion, it is where the bass is most likely to move. The reading as defined sees only the second.

Which evidence to ask first

Three readings are now available on the same passages, and there is more than one way to put them together.

Asking the chords before the bass costs the barline. Six ways of placing the barline in passages of eight bars at two chords a bar, at two strengths of the voicing convention. With 16% of mid-bar changes held: metre alone 50%, chord changes alone 13%, bass alone 73%, chord changes, then bass 13%, metre, then changes, then bass 74%, metre, then bass 85%. With 33% of mid-bar changes held: metre alone 50%, chord changes alone 15%, bass alone 95%, chord changes, then bass 15%, metre, then changes, then bass 82%, metre, then bass 97%. The chord changes are at chance and, used to narrow the metre's candidates before the bass is asked, they sometimes discard the right one.
Fig. 5 Six ways of placing the barline at two strengths of the convention. The metre with the bass breaking its ties is best at both: 85 and 97 per cent. Consulting the chord changes before the bass lowers it to 74 and 82.

At one held change in six, the metre alone places the barline in 50 per cent of passages, the chord changes alone 13, the bass alone 73, and the metre with the bass breaking its tie 85. At one in three: 50, 15, 95 and 97.

Two orderings that bring in the chord changes are worse. Using the changes to choose among the metre’s candidates before the bass is asked gives 74 and 82 per cent, because at two chords a bar the change reading is at chance, and a filter at chance discards the right candidate some of the time and leaves the bass nothing to choose. Asking the changes first and the bass only to break their ties gives 13 and 15, no better than the changes alone.

This is the same lesson the chords are a weak witness to the barline arrived at from the other side. A reading at chance is not neutral when it is used to prune: it has to be weighed, or left out. At a fast harmonic rhythm the upper parts’ changes are exactly that kind of reading, and the bass is not.

One passage

The averages hide what the evidence looks like in a single case, so the last figure draws one.

Four bars at two chords a bar: the bass moves on three barlines and no half-barsA constructed passage of four bars of eight quavers at two chords a bar — Am, Dm, Em, Am, Em, Am, C, Am — with a bass that states each new root unless the change falls mid-bar and the note already sounding belongs to the new chord, in which case it holds. Bass notes: slot 1 A, slot 9 E, slot 17 E, slot 25 C. Mid-bar changes held over the bass: slot 5, slot 13, slot 21, slot 29. The bass's score at each candidate barline, moves at its barlines less moves at its mid-bars per bar: as written 0.75, 1 late 0.00, 2 late 0.00, 3 late 0.00, 4 late -0.75, 5 late 0.00, 6 late 0.00, 7 late 0.00.chordmelodybassAmDmEmAmEmAmCAmAACDDBBECEECECGCAEAEECshaded: a chord change inside the bar with the bass held through itbass score at each candidate barlinewritten0.75+10.00+20.00+30.00+4-0.75+50.00+60.00+70.00
Fig. 6 Four bars at two chords a bar — A minor, D minor, E minor, A minor, E minor, A minor, C, A minor — with every mid-bar change voiced over the held bass. The bass moves on three barlines and no half-bar, and scores 0.75 at the written barline and −0.75 half a bar later. The dial weakens the convention on the same chords and the same draws, down to a bass that states every root.

The chords are A minor and D minor in the first bar, E minor and A minor in the second, E minor and A minor in the third, C and A minor in the fourth. Every mid-bar change could be held, because in each case the bass note already sounding belongs to the arriving chord: A under D minor makes a second inversion, E under A minor a second inversion, and C under A minor a first. The bass moves on the first, second and fourth barlines. On the third it states E minor’s root, which is the E it was already holding, and does not move.

The melody’s onsets tie the barline with the half-bar, as they always do in these passages, and at two chords a bar the chord changes carry no preference that could be trusted. The bass alone separates them, 0.75 to −0.75, from three moves and four held notes — and a listener hearing these four bars has the same three moves to go on.

Which computation produced the numbers

The passages, the metre reading and the chord-change reading are the earlier essays’ own, unchanged. The metre’s candidate scores come from the melody’s onsets against its strong positions, and the chord changes from the dissimilarity of the best triad on each half-bar across candidate barlines and mid-bars. The bass is the one the bass errs fast where the content errs slow added, with the hold applied only at mid-bar changes and only when the sounding note belongs to the new triad.

A reading’s credit for a passage is one over the number of candidates it ties for best if the true barline is among them, and zero otherwise. “Metre, then bass” takes the metre’s best candidates and keeps those the bass scores highest. The rates are over 160 to 240 passages each, from fixed seeds.

Where the model stops

The chords are drawn at random. Real progressions are not, and a real cadence is itself a barline cue; nothing about closure enters here. The effect is that these passages give the chords less barline evidence than music does.

A hold is the only convention modelled. A bass that leaps to a root on the barline and moves by step inside the bar marks the barline by the size of its motion, not by whether it moves, and a walking bass that moves on every beat marks it by landing on the root. Neither is visible to a reading of moves.

The bass is heard perfectly. A bass line is not a list of roots found that inversions confuse a key-finder’s bass cue, and a listener’s bass is also partly masked by the texture above it; the moves here are counted as if every bass note arrived.

What the numbers cannot say about a listener

How fast real harmonic rhythms are where this matters. How often the chord changes put the range across styles at a factor of thirty, and the two-chords-a-bar case is only one point in it.

How strong the convention actually is. One in six held mid-bar changes is enough for most passages and one in three is the most a diatonic bass can manage. Where real repertoire sits between nought and a third is a count over analysed scores with their bass lines, which is data not to hand here.

Whether listeners use it. A barline found by a model from a bass’s holds is a prediction about what a listener could use. That listeners find the barline in fast harmonic rhythms at all, and sooner in some styles than others, is compatible with it and does not test it.

Still open: the busy bass that lands

The arpeggiation figure left a reading that fails in exactly the texture a great deal of music has — one chord a bar over a bass that moves on every beat — and it failed because it asked where the bass moves rather than where it arrives. A bass that moves on every beat marks its barline by landing on the chord’s root there, and between barlines by passing through other chord tones and notes outside the chord. Scoring a candidate barline by how often the bass sounds the current chord’s root on it, against how often it does at the half-bar, is the same computation with the root in place of the move. It would say whether the two conventions together — hold through a mid-bar change, land on the root at a barline — cover both textures, or whether the texture in between, two chords a bar over a walking bass, is one in which neither the chords nor the bass can place the barline.

Part 17 of 17

One essay in the series on progression. The essays either side of this one:

The objects named here

The third way in, after the field and the series: the things themselves, and every essay that touches each one.

Chord segmentationEvidenceHarmonic rhythmInferenceInversionMetre