Harmony and voice leading

Three ways to measure how far a key is

Notes in common and steps round the circle of fifths are the same measurement — among the twelve major keys the first is seven minus the second until it bottoms out. Voice-leading distance between the tonic triads is a different one, and it disagrees in exactly one place: E and A♭ are four steps from C, share three of its seven notes, and are two semitones away, which is nearer than the dominant.

Assumes: Keys are neighbours, and the map is computed · The shortest move, which is what a chord change is

The first rung of this ladder is built on one fact: two keys a fifth apart share six of their seven notes, and the circle of fifths is the map that fact draws. It is a good map and it is a map of one quantity.

There are at least three quantities available and they do not agree. The disagreement is not noise: it is concentrated on one family of key relationships, and that family is the one whose use marks the change from the classical key plan to the nineteenth-century one.

How far every key is from C major. The 11 other major keys under three measurements. Notes in common and steps round the circle are the same measurement — the first is seven minus the second until it bottoms out at two — and voice-leading distance between the tonic triads is not. E major shares 3 notes and is 2 semitones away; A♭ major shares 3 notes and is 2 semitones away, against the dominant's 6 and 3.
Fig. 1 The eleven other major keys under three measurements: how many of C major’s seven notes each shares, how many steps round the circle of fifths it is, and how far the two tonic triads are apart in semitones of voice leading. The first two columns are the same measurement upside down. The third is not.

The first two are one measurement

Count the notes C major shares with each of the other eleven, and count the steps round the circle, and the two are related by a rule with no exceptions:

shared = 7 − |steps|, until it bottoms out at two.

One step: six shared. Two steps: five. Three: four. Four: three. Five and six: two, because a key six steps away shares only the two notes any two of these collections must share.

That is not an empirical finding; it is what a chain of fifths is. The diatonic collection is seven adjacent positions on the circle of fifths, so two collections k steps apart overlap in 7 − k positions, exactly, until the overlap runs out.

How far every key is from G major. The 11 other major keys under three measurements. Notes in common and steps round the circle are the same measurement — the first is seven minus the second until it bottoms out at two — and voice-leading distance between the tonic triads is not. E♭ major shares 3 notes and is 2 semitones away; B major shares 3 notes and is 2 semitones away, against the dominant's 6 and 3.
Fig. 2 The same three measurements taken from G major rather than from C, which is how to see that the first two are one. Every number in the shared-note and circle-step columns is identical to the C table — seven minus the steps, until it bottoms out at two — because the rule is a statement about two arcs of seven on a circle of twelve and knows nothing about which arc is home. The third column moves with the names in the same way. There is one wrinkle at the far side and it is the only disagreement available among the majors: five steps and six both give two shared notes, so by content the two furthest keys are equally far and by the circle they are not. The content metric saturates and the circle does not.

There is one wrinkle at the far side, and it is the reason the rule bottoms out. Five steps and six steps both give two shared notes, so the metric stops discriminating: by common tones, B major and F♯ major are equally far from C. By the circle they are five steps and six. The content metric saturates and the circle does not, which is a small disagreement between two things usually treated as one, and it is the only one available among the majors.

So the map of the twelve major keys really is one-dimensional. Any measurement of key distance that is a function of shared content is a function of position on the circle, and there is nothing else to find. That is worth saying because it is often presented as a discovery that common tones and the circle agree; they cannot do otherwise.

The third is a different quantity

Now measure something else: how far the two tonic triads are apart, in total semitones, with the voices assigned to minimise the motion. That is the metric the voice-leading ladder is built on, computed by minimising over every assignment of three voices rather than by any rule of thumb.

The answers do not track the circle at all.

Two measurements of the same twelve keys. Each of the eleven other major keys placed by how many steps round the circle of fifths it is from C, and by how far the two tonic triads are apart in semitones of voice leading. If the two measured the same thing the points would lie on a line. They do not: E and A♭ are 4 steps away and 2 semitones — nearer by voice leading than the dominant, which is one step away and three semitones.
Fig. 3 The eleven keys placed by steps round the circle and by voice-leading distance between the tonic triads. If the two measured the same thing the points would lie on a line. They do not: two keys at four steps out are two semitones away, and two keys at two steps out are six.

Read the extremes. D major is two steps from C, shares five of its notes, and its tonic triad is six semitones away — the largest distance in the table. E major is four steps away, shares three notes, and its tonic triad is two semitones away — the smallest, apart from C itself.

By content, D is close and E is far. By triad, E is close and D is far. Neither is wrong; they are answers to different questions.

The disagreement is the chromatic mediants

The scatter is not random. The keys with small voice-leading distance and large fifth-distance are exactly E and A♭ — four steps sharp and four steps flat, sharing three notes each, tonic triads two semitones away.

Those are the chromatic mediants: the major keys whose tonics are a major third above and below C. Their triads are near because C–E–G and E–G♯–B share the note E and move the other two by one semitone each; C–E–G and A♭–C–E♭ share C and E and move G by one semitone. One or two common tones in the triad, and the rest moving by semitone, which is as economical as a change of triad can be.

How far the voices have to move. Three chord changes with their voices joined by the assignment that moves the least in total. The distance is computed over every way of pairing the notes, so a change that shares two of its three notes shows as two flat lines.
Fig. 4 Three triad pairs with the voices assigned to minimise total motion. C to G, one step round the circle, costs three semitones. C to E, four steps round, costs two. C to D, two steps round, costs six.

The circle of fifths cannot see any of that, because a triad is three notes and a collection is seven, and moving between two collections says nothing about how their tonic triads are arranged.

The map is two-dimensional and the circle is one axis of it. Major keys along the top, each a fifth from the last; underneath each, its relative minor, which shares all seven of its notes. Moving sideways changes one note; moving down changes none at all and changes the tonic. Among the twelve major keys alone there is only the sideways move, which is why that map really is a circle — the second axis needs the minor keys to exist.
Fig. 5 Why no weighting reconciles them. Shared content depends only on the number of steps, so it is a function of one variable and monotone in it — the grid’s sideways axis, on which each move changes exactly one note. Voice-leading distance between the tonic triads is not a function of that variable at all: written out against steps it goes 3, 6, 3, 2, 3, 6 — up, down, up, down. One metric is monotone in the circle and the other oscillates with period three, because the triadic distance is a fact about how many notes two triads a major third apart share, and major thirds divide the octave into three. No monotone function of one produces the other, so no weighting of the two is a refinement of either.

Why the two cannot be reconciled

It is tempting to look for a weighting that makes the two agree — some combination of common tones and triadic motion that ranks the keys sensibly. There is not one, and the reason is structural.

Shared content depends only on |steps|, so it is a function of one variable and it is monotone in it. Voice-leading distance between the tonic triads is not a function of |steps| at all: two keys at four steps out have distances 2 and 2, two at two steps out have 6 and 6, two at one step have 3 and 3, and two at three steps have 3 and 3. Written as a function of steps it goes 3, 6, 3, 2, 3, 6 — up, down, up, down.

One metric is monotone in the circle and the other oscillates with period three, because the triadic distance is really a fact about how many notes two triads a major third apart share, and major thirds divide the octave into three.

The twenty-four triads, and the three moves between them. Every major and minor triad, placed on the single cycle that alternating two of the three transformations produces. Neighbours round the ring differ by one voice; the chords across the middle are the third transformation. Every edge's cost is the measured voice-leading distance, and none of them is more than two semitones.
Fig. 6 The triads of a key as a graph with an edge wherever two share two notes. Distance on this graph is a third thing again — neither the circle nor the semitone count — and the three metrics form no hierarchy: each is closest to a different pair of the twelve.

No monotone function of one can produce the other, so no weighting of the two is a refinement of either. They are two answers, and a musician using both is switching between them rather than combining them.

Which one a musician is using

Both, in different centuries, which is the interesting part.

Common-tone distance governs the classical key plan. The pivot chord, which is the standard mechanism, exists only because the two collections overlap — though as the next section shows, “enough notes to build one” is a much sharper condition than the note count suggests, and how many bars of it a listener needs is the next rung’s subject. A sonata’s second subject goes to the dominant — one step, six notes shared, one accidental. The whole apparatus of pivot chords, of modulating to closely related keys, of the circle as a map of where a piece may go, is built on the collection metric.

Voice-leading distance governs the nineteenth-century one. Chromatic mediant relationships — C to E, C to A♭, C to E♭ — become a normal way to move a piece from one key to another in Schubert, Liszt, Wagner and after. They are far by the classical measure and cheap by the triadic one, and the change in practice is, in effect, a change of which metric is being minimised.

That is a strong claim and this site cannot corpus-check it. What it can say is that the two metrics genuinely disagree, that the disagreement is concentrated on a named family of relationships, and that the family is exactly the one whose use marks the change in style.

The pivot chord runs out three steps before the notes do

The paragraph above assumed something worth checking: that a shared chord is available whenever the two collections share enough notes to build one. Four shared notes sounds like plenty — a four-note subset of a seven-note collection contains a triad more often than not.

It does not here. Counting the diatonic triads two major keys have in common gives a fourth column, and it collapses much faster than the note count.

steps shared notes shared triads which
1 6 4 I/I, iii/iii, V/V, vi/vi (sharpwards)
2 5 2 iii/iii, V/V
3 4 0
4 3 0
5 2 0
6 2 0

A pivot chord exists out to two steps and no further. At three steps the keys still share four of their seven notes and share no triad at all: C and A hold A, B, D and E in common, and no three of those four stack in thirds. The overlap is real and it is the wrong shape.

That sharpens the classical claim rather than weakening it. A key plan built on pivot chords is not restricted to nearby keys because distant ones sound strange; it is restricted because past two steps the mechanism has nothing to work with. Tonic, dominant, relative minor and supertonic — the standard destinations — are exactly the keys inside the pivot’s reach.

And the direction is not symmetric either

The other thing both metrics discard is which way the change goes, and the asymmetry turns out to be absolute rather than a matter of degree.

Take the notes that must be added to C major’s collection to reach each key, and ask what degree they are of the destination.

direction keys is the new key’s leading note added? is the new key’s tonic already available?
sharpwards, 1 to 5 steps G, D, A, E, B always always
flatwards, 1 to 5 steps F, B♭, E♭, A♭, D♭ never only F

Sharpwards, the first note the music must borrow is the destination’s leading note, at every distance from one step to five; and the destination’s tonic is already in the old collection, at every distance from one step to five. The listener is handed a tendency tone that points at a note they already have.

Flatwards, the leading note of the destination is never among the borrowed notes at any distance, and from two steps out the destination’s tonic is one of them. The listener is handed the arrival itself, with nothing pointing at it.

So a sharpwards modulation announces where it is going and a flatwards one simply gets there, and that is arithmetic about arcs on the circle rather than a description of an effect. It is also why the classical key plan goes sharpwards first: the move that announces itself is the one a large form can afford to make early. It is also why the two feel different in a way no distance in this essay can express: they are the same distance and opposite mechanisms.

What each metric is a metric of

The two are not rivals for one job. They answer questions about different objects, and naming the objects settles most of the confusion.

Common-tone distance is about what is available. It answers: how much of the material stays the same, how many chords belong to both keys, how many accidentals appear, whether a player has to think. It is a fact about the collection, and a collection is a resource.

Voice-leading distance is about what moves. It answers: how much has to happen at the moment of change, how many voices move and by how much, whether the two chords can be joined smoothly. It is a fact about a transition, and a transition is an event.

A modulation is both an event and a change of resources, so both quantities are real and neither is the modulation. The century that prized the first was writing music in which key was a large-scale structural resource; the century that prized the second was writing music in which the moment of harmonic change was the effect being sought. The same distinction shows up in what makes a cadence final, where total motion turned out to be the wrong statistic for exactly this reason: a small change is a poor ending, and a cheap transition is not a near key.

Adding the minor keys adds a direction

Twelve major keys give a one-dimensional content map. Adding the twelve minors changes that, and the change is worth computing rather than describing.

How far every key is from C major. The 23 other major and minor keys under three measurements. Notes in common and steps round the circle are the same measurement — the first is seven minus the second until it bottoms out at two — and voice-leading distance between the tonic triads is not. c minor shares 4 notes and is 1 semitone away; c♯ minor shares 3 notes and is 2 semitones away; E major shares 3 notes and is 2 semitones away; e minor shares 6 notes and is 1 semitone away; f minor shares 3 notes and is 2 semitones away; A♭ major shares 3 notes and is 2 semitones away; a minor shares 7 notes and is 2 semitones away, against the dominant's 6 and 3.
Fig. 7 All twenty-four keys from C major, under the same three measurements. Two entries are new in kind: A minor shares all seven notes and is three semitones away, and C minor shares four notes and is one semitone away — the nearest triad of all twenty-four.

The relative minor shares all seven notes — no major key does — and its tonic triad is two semitones off. The parallel minor shares four notes and its tonic triad is one semitone off, which is the smallest non-zero triadic distance in the table.

So the two most-used minor relationships sit at opposite ends of the two metrics — the relative maximises shared content, the parallel minimises triadic motion — and calling both of them “the minor” runs two different relationships together. The modes ladder found the same confusion from the other direction, where relative and parallel are two coordinate systems on one object.

Exactly two of the twenty-three are one semitone away: C minor and E minor. The first is the parallel and the second is the mediant minor, and they arrive there by different routes — the parallel keeps two notes of the triad and lowers the third, the mediant keeps two and lowers the root by a semitone. Below them, at two semitones, sit C♯ minor, E major, F minor, A♭ major and A minor, which is a list containing both chromatic mediants, both of their minors, and the relative. The triadic metric’s near neighbourhood is the mediant family and the parallel; the circle’s is the dominant and the subdominant, and the two lists share nothing at all.

A metric that agrees with neither

There is a third family of measurements worth naming, because it is the one most often meant when somebody says two keys “sound” close: the number of accidentals that change.

That is not a new quantity. The number of accidentals is the fifth distance, exactly — one step round the circle is one sharp or flat — so it collapses into the first metric and adds nothing. Key signatures are a notation of the collection metric and nothing else, which is why they are useless as a guide to where nineteenth-century music actually goes.

The map is two-dimensional and the circle is one axis of it. Major keys along the top, each a fifth from the last; underneath each, its relative minor, which shares all seven of its notes. Moving sideways changes one note; moving down changes none at all and changes the tonic. Among the twelve major keys alone there is only the sideways move, which is why that map really is a circle — the second axis needs the minor keys to exist.
Fig. 8 The grid the collection metric actually lives on, with the note counts on it. Sideways is a step round the circle and changes one note; downward is to the relative minor and changes none. Key signatures are a notation of exactly this and of nothing else — the number of accidentals is the number of steps, so it collapses into the first metric and adds nothing — which is why signatures are useless as a guide to where nineteenth-century music goes. What a grid of collections cannot show is where the tonic triads are: C major’s own notes belong to keys scattered round it rather than adjacent to it, E four steps away and G one, and that scattering is the whole disagreement.

The genuinely different third metric would be one that measured something a listener does in time: how long the change takes to be noticed, or how much of the old key survives it. That is the next rung, and it needs a running measurement rather than a distance.

What the picture cannot show

A triad is not a key. Voice-leading distance here is measured between two tonic triads, which is a three-note stand-in for a seven-note collection and a whole tonal region. A modulation is not one chord change and the number does not claim to be a cost of modulating.

Neither of the three metrics knows about direction, which is why the asymmetry above had to be computed separately rather than read off any of them. The three columns of the hero figure are identical for a key k steps sharp and the key k steps flat, and the section above says the two are not the same operation at all. Nothing here proposes a fourth metric that would carry it; what it says is that a single number for key distance cannot, whichever number is chosen.

The census is over keys, not over passages. Nothing here has a piece in it. Two keys are compared as objects; what happens between them in a particular piece is a sequence of chords, and the sequence can make a distant key arrive gently or a near one arrive abruptly.

And voice-leading distance is one of several triadic metrics. Minimising total semitone motion is a choice; minimising the largest single move, or counting common tones in the triad, or counting moves on the Tonnetz all give slightly different orderings. They agree that the chromatic mediants are near, which is the part this essay relies on.

Whose music this is a claim about

The classical key plan is a claim about European art music between roughly 1730 and 1830, and the chromatic-mediant claim is about the century after it. Both are the standard accounts and both are stated here without a corpus behind them.

The chromatic mediant is worth one more sentence, because its rise is usually explained by appeal to taste or to chromaticism in general, and the arithmetic offers something more specific. It is not that nineteenth-century composers became fond of distant keys; it is that they found the keys that are distant on one map and adjacent on another, and the effect they exploited is precisely that pair of facts holding at once — a chord change that costs two semitones and lands somewhere the key signature says is four steps away.

What is not a claim about any repertoire is the arithmetic. Shared content is a function of fifth distance in any music that uses diatonic collections; voice-leading distance between triads is what it is regardless of who uses it. The two metrics disagree whether or not anybody has ever exploited the disagreement, and the historical part of this essay is the suggestion that somebody did.

The ladder from here

Both metrics above measure the distance between two keys as though a listener were handed both at once. A listener is handed one after the other, in time, with a passage in between — and the next rung asks how much of that passage has to go by before the change is detectable at all, with a pivot chord that is ambiguous by construction and a window that decides the lag as much as the music does.

Part 3 of 21

One essay in the series on Key-relations. The essays either side of this one:

What links here

Essays that reach for this one mid-argument — the half of a link its own author cannot write down.

What this makes readable

Essays that declare this one a prerequisite.

The objects named here

The third way in, after the field and the series: the things themselves, and every essay that touches each one.

Chromatic mediantCircle of fifthsKey-relationsModulationTranspositionVoice-leading