Form and structure

A section that says what it is for places a first hearing

A first-time listener who loses count in a through-composed piece comes back into music they have never heard, and new music says only that it is new. Suppose instead each section announces what it is doing — opening, continuing, intensifying, closing — and the listener recognises it. How much of their place that gives back depends hardly at all on how many functions there are and almost entirely on how soon the same function comes back. Four functions cycled restore 85 per cent of what a first hearing costs at forty-second lapses; the same four in the familiar arc, two sections each, restore 42; two functions alternating restore 85 per cent at twenty seconds and 14 at a minute.

Assumes: New music says only that it is new · A repeat sign loses a listener that a refrain does not

A listener whose attention lapses in the middle of a long piece comes back with every count gone and must work out where they are from what they now hear. A repeat sign loses a listener a refrain does not found that for a listener who knows the piece, the through-composed form is the easiest of all to come back to: nothing in it is heard twice, so whatever is sounding names its own section. New music says only that it is new then gave the same piece to a listener hearing it for the first time, and the advantage vanished. Coming back into music never heard, the listener knows only that it is new — and every section after the first is new, so a lapse long enough to cross a boundary leaves them unable to say how many it crossed. At lapses of forty seconds on average, a familiar listener tells apart 66.1 proportions across the piece and a first-time listener 29.5. Being told the plan in advance gives back almost none of that: 29.8.

That essay’s harshest assumption was the one it named at the end. Its first-time listener hears new music as anonymous: new, and nothing more. Real sections are not anonymous. A development sounds unstable; a coda’s cadences pile up; an opening sounds like a beginning. If a first-time listener can hear what a section is doing, even without having heard its material, then new music carries a coarse label of where in a piece it belongs, and the question becomes how much of the through-composed piece’s lost recovery that label buys back.

It can buy back nearly all of it, or almost none, with the same four labels. What decides it is the order they come in.

A function label gives back a first hearing's place only if it does not recur. A through-composed piece of eight one-minute sections, heard for the first time by a listener told its plan, with a tenth of lapses taking every count and lasting 40 seconds on average: proportions told apart across the whole piece, against the chance that on returning into music not yet heard the listener recognises the section's function — opening (O), continuing (C), intensifying (I) or closing (Z) — for four arrangements of the functions. OIOIOIOI, two functions alternating: 0% 29.8, 25% 31.5, 50% 33.6, 75% 36.2, 100% 39.5. OCCCIIIZ, an arc in long runs: 0% 29.8, 25% 31.4, 50% 33.3, 75% 35.7, 100% 38.6. OOCCIIZZ, four in blocks of two: 0% 29.8, 25% 32.1, 50% 35.1, 75% 39.1, 100% 45.0. OCIZOCIZ, four, cycled: 0% 29.8, 25% 33.1, 50% 37.8, 75% 45.4, 100% 60.8. With no label the listener reads 29.8; knowing the piece, 66.1.
Fig. 1 A through-composed piece of eight one-minute sections, first hearing, lapses of forty seconds on average: proportions told apart across the whole piece against the chance that a returning listener recognises the function of the new section — opening (O), continuing ©, intensifying (I), closing (Z) — for four arrangements. Unlabelled, 29.8; knowing the piece, 66.1. The four functions cycled reach 60.8; the same four in blocks of two, 45.0.

Giving new music a function

The piece, the lapses and the listener are the earlier essays’. Eight sections of a minute, a listener keeping counts at every level from bars of two seconds to sections of two minutes — the nested counting that a form is sharp at the bottom and vague at the top set up, each count only as fine as its two durations allow — and a tenth of all lapses of attention taking every count at once and lasting an exponentially distributed time about a mean, here usually forty seconds. On returning, the listener chooses the most probable section, among those whose music could sound like what they now hear, given how long a lapse of that kind usually lasts. A wrong choice puts every count a whole number of sections out.

The new listener is the earlier essay’s listener told the plan — the one who knows that the piece has eight sections, all different — with one addition. Each section carries a function, one of a small set. When the listener returns into a section whose music they have not yet heard, they recognise its function with a stated probability, and when they do, they recognise it correctly. When they do not, the music is only new, as before. The listener knows which function each section carries; what they do not know is the music.

That is a generous listener in one respect and an honest one in another. It is generous because it knows the plan of functions, which a real first-time listener would have to infer from the style. The earlier essay found that a listener who knows the style narrows a through-composed piece to its form within three sections, so the plan is what such a listener has for most of the piece. It is honest because recognising a function is not the same as recognising a section: a listener who hears “intensifying” knows only that they are in one of the sections that intensify.

The model passes its two checks. With no function recognised, it is the listener told the plan exactly: 29.8 proportions at forty-second lapses. With eight different functions, one per section, recognised every time, it is the listener who knows the piece exactly, 66.1: a function unique to its section names the section as the music did.

The order, not the number

The first figure has four arrangements of four functions — or two, in one case — every one recognised more and more reliably from left to right. They separate as soon as recognition is possible at all, and by full recognition they are far apart.

Two functions alternating, opening and intensifying, O I O I O I O I, reach 39.5 at full recognition. An arc in long runs, one opening, three continuing, three intensifying and a close, reaches 38.6. Four functions in blocks of two, O O C C I I Z Z, the familiar shape of a piece that sets out, develops, intensifies and closes, reaches 45.0. The same four functions cycled, O C I Z twice through, reach 60.8 — nine tenths of the way to the familiar listener.

As a share of what not knowing the music costs, the gap between 29.8 and 66.1, those are 27, 24, 42 and 85 per cent. The cycle has the same four labels as the blocks and restores twice as much.

The reason is the one two landmarks in a cycle help only if they can be told apart found in a gong cycle, and that a gamelan’s goal-tone beating found again: a label is worth what it distinguishes. A listener who lapses near the end of the fourth section, under the blocks, and comes back into new music labelled as intensifying, knows they are in the fifth or the sixth section — and a forty-second lapse has carried them past one boundary or two with comparable odds. The label says nothing about the one question the lapse raised. Under the cycle, the next section with the same function is four sections on, and a lapse that long is rare: whatever function they hear, there is only one section within a lapse’s reach that carries it.

Lapses decide which order is best

Which arrangement of functions helps depends on how long attention lapsesFor a first hearing of a through-composed piece, the share of what not knowing the music costs — the gap between the listener told the plan and the listener who knows the piece — that a function label recognised every time gives back, against the mean length of a lapse, for four arrangements: OIOIOIOI: 10 s 100%, 20 s 85%, 30 s 48%, 40 s 27%, 60 s 14%. OCCCIIIZ: 10 s 33%, 20 s 30%, 30 s 26%, 40 s 24%, 60 s 27%. OOCCIIZZ: 10 s 50%, 20 s 47%, 30 s 44%, 40 s 42%, 60 s 45%. OCIZOCIZ: 10 s 100%, 20 s 100%, 30 s 100%, 40 s 85%, 60 s 56%. At the dial's 40 seconds: OIOIOIOI 27%, OCCCIIIZ 24%, OOCCIIZZ 42%, OCIZOCIZ 85%.10203040600%20%40%60%80%100%mean length of a lapse, secondsshare of a first hearing's cost restoredOIOIOIOI two functions alternatingOCCCIIIZ an arc in long runsOOCCIIZZ four in blocks of twoOCIZOCIZ four, cycled
Fig. 2 For four arrangements of functions, recognised every time, the share of a first hearing’s cost restored against the mean length of a lapse. Two functions alternating restore everything at ten seconds and 14 per cent at a minute; four in blocks of two restore between 42 and 50 per cent at every length; four cycled restore everything to thirty seconds and 56 per cent at a minute. Drag the lapse length.

The ranking is not fixed. It moves with how far a lapse is likely to carry the listener, which is the length of lapse that matters.

At lapses of ten seconds, two functions alternating restore everything a first hearing costs. A ten-second lapse almost never crosses more than one boundary, and two labels that alternate are enough to tell a section from its neighbour. At twenty seconds they still restore 85 per cent. At thirty, 48; at forty, 27; at a minute, 14 — by then a typical lapse can cross two boundaries, and the section two ahead carries the same label as the one it started in.

The cycled four keep everything to thirty seconds, 85 per cent at forty, 56 at a minute: their labels recur four sections apart, and only the longest lapses reach that far. The blocks of two sit almost level, between 42 and 50 per cent at every length, because their weakness is at the shortest distance — two adjacent sections share a function — and their strength is that the same function does not come back once its block is over.

So the arrangement a piece needs depends on how far its listeners drift. For lapses of a few seconds, almost any alternation does. For lapses of a minute, only an arrangement in which each function’s next appearance is far ahead does much at all.

Seven arrangements and one quantity

Seven ways to lay out four functions, at forty-second lapses. For a first hearing of a through-composed piece with lapses of 40 seconds on average, the share of what not knowing the music costs that a recognised function label gives back, for seven arrangements of the eight sections' functions, with how many sections on average separate a section from the next one with the same function: OIOIOIOI (two functions alternating, 1.86) 27%; OOOOIIII (two functions in halves, 1.57) 13%; OCCCIIIZ (an arc in long runs, 1.71) 24%; OOCCIIZZ (four in blocks of two, 2.71) 42%; OCICICIZ (three, never two alike in a row, 2.00) 35%; OCIZZICO (four, there and back, 2.71) 64%; OCIZOCIZ (four, cycled, 3.14) 85%.
Fig. 3 Seven arrangements of the eight sections’ functions at forty-second lapses, with the share of a first hearing’s cost each restores and, beneath each name, how many sections on average separate a section from the next one with the same function. The ordering of the bars follows that number closely.

Seven arrangements make the rule visible. At forty seconds, two functions in halves (O O O O I I I I) restore 13 per cent; the arc in long runs 24; two alternating 27; three that never repeat in a row (O C I C I C I Z) 35; four in blocks of two 42; four there and back (O C I Z Z I C O) 64; four cycled 85.

Beneath each is one number: for every section after the first, how many sections on until the next section with the same function, or the end of the piece, averaged. A lapse runs only forward, so that distance is how much of the piece a label covers without ambiguity. It is 1.57 for the halves, 1.71 for the long arc, 1.86 for the alternation, 2.00 for the three, 2.71 for both the blocks and the there-and-back, and 3.14 for the cycle — and the shares rise with it.

A label is worth what lies between its recurrences. Each of seven arrangements of functions, placed by how many sections on average separate a section from the next one with the same function, against the share of a first hearing's cost its labels restore, at lapses of 20, 40 and 60 seconds: 20 s: OIOIOIOI (1.86) 85%, OOOOIIII (1.57) 15%, OCCCIIIZ (1.71) 30%, OOCCIIZZ (2.71) 47%, OCICICIZ (2.00) 88%, OCIZZICO (2.71) 81%, OCIZOCIZ (3.14) 100%. 40 s: OIOIOIOI (1.86) 27%, OOOOIIII (1.57) 13%, OCCCIIIZ (1.71) 24%, OOCCIIZZ (2.71) 42%, OCICICIZ (2.00) 35%, OCIZZICO (2.71) 64%, OCIZOCIZ (3.14) 85%. 60 s: OIOIOIOI (1.86) 14%, OOOOIIII (1.57) 14%, OCCCIIIZ (1.71) 27%, OOCCIIZZ (2.71) 45%, OCICICIZ (2.00) 23%, OCIZZICO (2.71) 52%, OCIZOCIZ (3.14) 56%. A lapse that carries the listener past the next section of the same function leaves the label naming two places; the longer the lapses, the further apart a function's recurrences must be.
Fig. 4 Each arrangement placed by how many sections on average separate a section from the next with the same function, against the share of a first hearing’s cost its labels restore, at lapses of 20, 40 and 60 seconds. At every lapse length the arrangement whose functions recur furthest ahead restores the most.

The two arrangements tied at 2.71 are the instructive exception. The blocks restore 42 per cent at forty seconds and the there-and-back 64. They have the same average distance but not the same distribution of it: the blocks’ short distances are all at the starts of blocks, where a section is followed immediately by its twin, while the there-and-back’s one short distance is the pair Z Z in the middle and its other distances are long. A label that is ambiguous in four places of eight costs more than one ambiguous in one place, even when the averages agree. The average is a good guide, not a law.

At twenty seconds the alternations do far better than the average distance suggests, because at that length only the next section matters, and alternation never puts two alike in a row. At a minute, the long distances are what count, and the alternations fall to the bottom. The quantity that matters is the distance to the next alike section within the reach of a typical lapse, and that reach is the mean lapse in sections.

Where in the piece the labels act

Where in the piece a first hearing loses its place, with and without the labels. A through-composed piece with lapses of 40 seconds on average: the chance that a returning first-time listener told the plan is misplaced, against where in the piece the lapse began, the plan, no labels: 8.26 per cent of returns over the piece; four functions in blocks of two: 4.26 per cent of returns over the piece; OCIZOCIZ, recognised 100%: 0.03 per cent of returns over the piece. Each section's sawtooth — low early, high near its end, where a lapse crosses a boundary — is what a label cuts down. With four functions cycled the listener is almost never misplaced; the errors that remain are lapses long enough to reach the next section with the same function, four sections on, and each of those costs half the piece.
Fig. 5 The chance that a returning first-time listener is misplaced, against where in the piece the lapse began, at forty-second lapses: unlabelled, with four functions in blocks of two, and with four cycled. Unlabelled, 8.26 per cent of returns over the piece; blocks, 4.26; the cycle, 0.03.

Drawn across the piece, the unlabelled listener’s risk is the earlier essay’s sawtooth: low early in each section, high near its end, where a lapse of typical length crosses the next boundary and may cross two. The blocks cut every other tooth, and which ones is worth seeing. In the first section of each block the risk falls from about 22 per cent to 4: a lapse from there runs into the block’s second section, whose function is shared only with a section already heard, and so is not new, or into the next block’s first. In the second section of each block it stays near 18: a lapse from there runs into a block of two unheard sections that carry the same function, and the label cannot say which of the two it reached. Over the piece that halves the risk, from 8.26 per cent of returns to 4.26. The cycle cuts every tooth and leaves 0.03 per cent.

That last figure explains the one puzzle in the hero, which is why the cycle stops short of the familiar listener’s 66.1 at 60.8 when it almost never misplaces anybody. The few misplacements it leaves are lapses long enough to reach the next section with the same function, four sections on, and a listener put four sections out has lost half the piece. The count of proportions a listener can tell apart weighs errors by the square of their size, and three returns in ten thousand that are each four minutes wrong account for most of the five proportions between the two.

What the shapes of real forms say

Composers have never been asked to arrange a piece’s functions so that a distracted stranger can find their place, and the arithmetic does not suggest they should be. What it does do is sort familiar shapes. A movement that sets out, develops, intensifies and closes, each for a stretch, is the blocks: it gives a first-time listener back about two fifths of what not knowing it costs, whatever their attention is like. A piece in which a refrain-like function returns regularly, as in a rondo, behaves like the alternations: excellent for brief lapses and poor for long ones — and the rondo’s actual refrain, which a first-time listener does recognise after hearing it once, was already the earlier essays’ finding. A piece that never repeats a function, that has a different kind of music in every section, is the cycle at its limit: one function per section, and a first-time listener placed as well as one who knows it.

Checkpoints sharpen the middle of a form, not its top found that a second count mending the first sharpens a form’s middle levels and barely touches its top, and only a lapse of attention keeps a form’s top vague that what blurs the top is the occasional lapse that takes every count at once. A function label is a mender of a different kind: it arrives only when the listener needs it, on returning from such a lapse, and it works at the level of sections, which is the level the counts below cannot repair. The form a first hearing cannot have found that a piece’s large-scale period cannot be known until the piece is nearly over. A function label does not change that; it gives a listener who loses their place a way back that does not depend on knowing it.

This last is the point the earlier essay could not reach. Its through-composed piece had eight sections of new music, and new music says only that it is new. A through-composed piece whose eight sections each do something different — whose fifth section is unmistakably a development and whose sixth is unmistakably a recapitulation-like return — says where it is, even to a stranger. The form that is easiest to come back to for a listener who knows it can be nearly as easy for one who does not, provided its sections differ in kind and not only in material.

The model under the counts

Eight sections of sixty seconds; a listener counting at levels of two, sixteen, sixty-four and one hundred and twenty-eight seconds, with timing precision falling with the interval timed, local slips at two per cent and lapses at one per cent of counting units, a tenth of lapses taking every count; lapses exponentially distributed about the stated mean. On returning, the listener weighs each later section by the probability that a lapse of that kind ends there and that its music, and where recognised its function, would sound as heard, and chooses the most probable. Recognition of a function is a coin of the stated probability for each return, and the two outcomes are weighted rather than drawn, so that every figure is the same calculation every time. Proportions told apart are counted from the variability the slips and the misplacements together give to the piece’s sections, as in the earlier essays.

What the labels assume

That a function is recognised correctly or not at all. A listener who heard an intensifying section as a closing one would be worse off than one who heard nothing, and real functions shade into each other. With confusions between functions, every arrangement’s share would fall, and the cycle — whose value rests on labels being exact — would fall furthest.

That the listener knows the plan of functions. A real first-time listener knows the style, not this piece’s arrangement, and would have to learn the arrangement as the piece goes, which new music says only that it is new found the style listener doing within three sections for the plan of materials. Learning functions would take at least as long.

That rhetorical function is recognisable on a first hearing at all. That is the empirical question the whole argument stands on, and nothing here measures it. The figures say how much it would be worth at each rate of recognition, so that a measurement of the rate — how often listeners hearing an unfamiliar movement can say whether a passage is opening, developing or closing — would turn directly into a statement about how lost they get.

Still open: functions that are confused

Every label here is recognised exactly or not at all. Real functions blur: a continuation can sound like a development, a retransition like a close. The computation is this one with a confusion matrix between functions — each function heard as each other with a stated probability, adjacent functions in the arc most often — and it would say whether the cycle’s advantage survives realistic confusions, or whether a piece is better served by fewer, more distinct functions placed far apart than by many fine ones placed well.

Part 10 of 13

One essay in the series on proportion. The essays either side of this one:

What links here

Essays that reach for this one mid-argument — the half of a link its own author cannot write down.

What this makes readable

Essays that declare this one a prerequisite.

The objects named here

The third way in, after the field and the series: the things themselves, and every essay that touches each one.

HierarchyMemory decayMusical formProportionRefrainRepetition